| Documentation Requirements |
Section 1833(e) of the Social Security Act precludes payment to any provider of services unless "there has been furnished such information as may be necessary in order to determine the amounts due such provider." It is expected that the patient's medical records will reflect the need for the care provided. The patient's medical records include the physician's office records, hospital records, nursing home records, home health agency records, records from other healthcare professionals and test reports. This documentation must be available upon request.
An order for each item billed must be signed and dated by the treating physician, kept on file by the supplier, and made available upon request Items billed before a signed and dated order has been received by the supplier must be submitted with an EY modifier added to each affected HCPCS code.
A DME Information Form (DIF) which has been completed, signed, and dated by the supplier, must be kept on file by the supplier and made available on request. The DIF for Parenteral Nutrition is CMS Form 10126. The initial claim must include an electronic copy of the DIF.
Information describing the medical justification for parenteral nutrition must be available upon request. This information shall describe which criterion (A-H) in Non-Medical Necessity Coverage and Payment Rules in the related Policy Article serves as the basis for coverage. This information is generally recorded in the patient's medical record. Some sources, not all-inclusive, are described below:
- For situations A-D, copies of the operative report and/or hospital discharge summary and/or x-ray reports and/or physician letter, which demonstrate the condition and the necessity for parenteral therapy.
- For situations E and H (when appropriate), results of the fecal fat test and dates of the test.
- For situations F, and H (when appropriate), copy of the report of the small bowel motility study and a list of medications that the patient was on at the time of the test.
- For situations E-H, results of serum albumin and date of test (within 1 week prior to initiation of parenteral nutrition, PN) and a copy of a nutritional assessment by a physician, dietitian or other qualified professional within 1 week prior to initiation of PN, to include the following information:
- Current weight with date and weight 1-3 mo. prior to initiation of PN;
- Estimated daily calorie intake during the prior month and by what route (e.g., oral, tube);
- Statement of whether there were caloric losses from vomiting or diarrhea and whether these estimated losses are reflected in the calorie count;
- Description of any dietary modifications made or supplements tried during the prior month (e.g., low fat, extra medium chain triglycerides, etc.);
- For situations described in H, a statement from the physician, copies of objective studies, and excerpts of the medical record giving the following information:
- Specific etiology for the gastroparesis, small bowel dysmotility, or malabsorption;
- A detailed description of the trial of tube enteral nutrition including the beginning and ending dates of the trial, duration of time that the tube was in place, the type and size of tube, the location of tip of the tube, the name of the enteral nutrient, the quantity, concentration, and rate of administration, and the results;
- A copy of the x-ray report or procedure report documenting placement of the tube in the jejunum;
- Prokinetic medications used, dosage, and dates of use;
- Nondietary treatment given during prior month directed at etiology of malabsorption (e.g., antibiotic for bacterial overgrowth);
- Any medications used that might impair GI tolerance to enteral feedings (e.g., anticholinergics, opiates, tricyclics, phenothiazines, etc.) or that might interfere with test results (e.g., mineral oil, etc.) and a statement explaining the need for these medications.
A Revised DIF is required when: - Nutrients billed with a different code are ordered, or
- The number of days per week administered is changed.
A new Initial DIF is required when parenteral nutrition services are resumed when they are not required for two consecutive months. Refer to the Supplier Manual for more information on documentation requirements. |
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| Appendices |
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| Utilization Guidelines |
| Refer to Indications and Limitations of Coverage and/or Medical Necessity. |
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| Sources of Information and Basis for Decision |
| Reserved for future use |
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| Advisory Committee Meeting Notes |
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| Start Date of Comment Period |
| 04/30/1993 |
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| End Date of Comment Period |
| 06/14/1993 |
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| Start Date of Notice Period |
| 08/01/1993 |
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| Revision History Number |
| PEN006 |
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| Revision History Explanation |
Revision Effective Date: 10/01/2009 DOCUMENTATION REQUIREMENTS: Revised: Instructions for submitting a revised DIF.
03/01/2008 - In accordance with Section 911 of the Medicare Modernization Act, this policy was transitioned to DME MAC NHIC (16003) LCD L5063 from DME PSC TriCenturion (77011) LCD L5063.
06/01/2007 - In accordance with Section 911 of the Medicare Modernization Act of 2003, Virginia and West Virginia were transitioned from DME PSC TriCenturion (77011) to DME PSC TrustSolutions (77012).
Revision Effective Date: 01/01/2007 DOCUMENTATION REQUIREMENTS: Removed: CMN requirements. Added: DIF instructions.
03/01/2006 - In accordance with Section 911 of the Medicare Modernization Act of 2003, this policy was transitioned to DME PSC TriCenturion (77011) from DMERC Tricenturion (77011).
Revision Effective Date: 01/01/2006 (March 2006 publication) INDICATIONS AND LIMITATIONS OF COVERAGE: Moved: Statement about coverage in a SNF to Policy Article. Revised: Statement concerning the quantity of lipids requiring additional documentation. HCPCS CODES AND MODIFIERS: Added: B4185 Deleted: B4184, B4186 DOCUMENTATION REQUIREMENTS: Deleted: Paragraph referring to pre-1996 dates of service.
Revision Effective Date: 01/01/2006 LMRP converted to LCD and Policy Article. DOCUMENTATION REQUIREMENTS: Removed: Documentation requirements for claim submission.
Revision Effective Date: 04/01/2003 HCPCS CODES AND MODIFIERS: Added: EY modifier, BA modifier. INDICATIONS AND LIMITATIONS OF COVERAGE: Added: Standard language concerning coverage of items without an order. CODING GUIDELINES: Added: Use of the BA modifier. DOCUMENTATION REQUIREMENTS: Added: Standard language concerning use of EY modifier for items without an order.
The revision dates listed below are the dates the revisions were published and not necessarily the effective dates for the revisions.
10/01/1996 – Corrected error as follows: “However, parenteral nutrition provided by an outside supplier to a Part A covered patient is eligible for Part A coverage and is billed to the DMERC.” – corrected to “However, parenteral nutrition provided by an outside supplier to a Part A covered patient is eligible for Part B coverage and is billed to the DMERC.”
04/01/1996 – There were many changes from the previously published policy. One revision is that routine recertifications are changed from the previous 3, 9 and 24 months to a requirement for a recertification only at 6 months. For patients who have had their initial certification and at least one routine recertification (e.g., at 3 months) approved by the DMERC prior to July 1, 1996, no further routine recertification will be required.
If an initial certification is approved but there has been no recertification prior to July 1, 1996, then a recertification will be required 6 months from the date of initial certification regardless of the date of initial certification. For example, if the initial certification was December 1, 1995 and no recertification is submitted prior to July 1, 1996, then the DMERC would expect recertification with the June 1, 1996 claim, not with the March 1, 1996 claim. |
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| Last Reviewed On Date |
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| Related Documents |
Article(s)
A37215 - Parenteral Nutrition - Policy Article - Effective October 2009
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| LCD Attachments |
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