Part C and Part D Compliance Actions

CMS issues compliance letters, such as notices of non-compliance, warning letters, and Corrective Action Plan requests.  We also conduct compliance analyses, including the annual Past Performance Review.  

This page contains an Ad hoc Corrective Action Plan (CAP) monthly report, which lists information about Medicare Part C and Part D sponsors that received an ad hoc CAP as well as access to the text of the ad hoc CAP letter.  (“Ad hoc CAPs” refers to CAPs issued by CMS that are not included in an audit report.)

Beginning Spring 2013, we will post results for outliers of the Past Performance Review.

To view the Contract Year 2012 Annual Election Period Marketing Surveillance Summary Report please click on the link in the download section.